1.2Wells Fargo Securities LLC [WCHV]202342024-01-29T14:25:31Z202310100.0095.440.451.033.08INTELLIGENTCROSSINCR34.6936.2521.000.000.001205.12002.000017.63002.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Intelligent Cross LLC (INCR). Routing decisions for these customer orders are not influenced by any agreement with INCR. WFS and INCR do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.JANE STREET CAPITAL, LLCJNST18.2018.0316.4820.1723.240.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Jane Street Capital LLC (JNST). Routing decisions for these customer orders are not influenced by any agreement with Jane Street Capital LLC. WFS and JNST do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.VIRTU Americas LLCNITE17.7317.8919.9220.5011.360.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to VIRTU Americas LLC (NITE). Routing decisions for these customer orders are not influenced by any agreement with VIRTU Americas LLC. WFS and NITE do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.TWO SIGMA SECURITIES, LLCSOHO10.049.289.3919.0430.460.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Two Sigma Securities LLC (SOHO). Routing decisions for these customer orders are not influenced by any agreement with Two Sigma Securities LLC. WFS and SOHO do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS SECURITIES LLCUBSS7.076.589.2320.0117.600.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to UBS Securities LLC (UBSS). Routing decisions for these customer orders are not influenced by any agreement with UBS Securities LLC. WFS and UBSS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.Citadel Securities LLCCDRG4.875.068.960.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Citadel Securities LLC (CDRG). Routing decisions for these customer orders are not influenced by any agreement with CDRG. WFS and CDRG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.G1 Execution Services, LLCETMM3.122.459.9220.2817.340.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to G1 Execution Services LLC (ETMM). Routing decisions for these customer orders are not influenced by any agreement with ETMM. WFS and ETMM do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.INVESTORS EXCHANGEIEXG1.461.522.180.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Investors Exchange (IEXG). Routing decisions for these customer orders are not influenced by any agreement with IEXG. WFS and IEXG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.STONEX FINANCIAL INC.INTL1.411.480.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to StoneX Financial Inc. (INTL). Routing decisions for these customer orders are not influenced by any agreement with INTL. WFS and INTL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.LUMINEX TRADING & ANALYTICS LLCEBXL0.790.821.930.000.00137.60002.50001.69002.50000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) utilizes a service within LUMINEX TRADING & ANALYTICS LLC (EBXL)for purposes of crossing WFS customer and principal order flow. While WFS does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to EBXL, WFS stands to be compensated for the order on the other side of the transaction. Routing decisions for these customer orders are not influenced by any agreement with EBXL. WFS and EBXL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS ATSUBSR0.620.640.990.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to UBS ATS. Routing decisions for these customer orders are not influenced by any agreement with UBS ATS. WFS and UBS ATS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.100.0093.861.601.083.46INTELLIGENTCROSSINCR28.9830.5518.310.000.002055.89002.000096.22002.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Intelligent Cross LLC (INCR). Routing decisions for these customer orders are not influenced by any agreement with INCR. WFS and INCR do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.JANE STREET CAPITAL, LLCJNST23.5123.7318.0919.9721.260.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Jane Street Capital LLC (JNST). Routing decisions for these customer orders are not influenced by any agreement with Jane Street Capital LLC. WFS and JNST do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.VIRTU Americas LLCNITE15.2515.2119.6320.3612.630.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to VIRTU Americas LLC (NITE). Routing decisions for these customer orders are not influenced by any agreement with VIRTU Americas LLC. WFS and NITE do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.TWO SIGMA SECURITIES, LLCSOHO10.059.2811.1219.5727.640.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Two Sigma Securities LLC (SOHO). Routing decisions for these customer orders are not influenced by any agreement with Two Sigma Securities LLC. WFS and SOHO do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS SECURITIES LLCUBSS7.016.4810.1619.9015.880.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to UBS Securities LLC (UBSS). Routing decisions for these customer orders are not influenced by any agreement with UBS Securities LLC. WFS and UBSS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.Citadel Securities LLCCDRG6.957.287.720.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Citadel Securities LLC (CDRG). Routing decisions for these customer orders are not influenced by any agreement with CDRG. WFS and CDRG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.G1 Execution Services, LLCETMM3.602.5711.3020.2022.590.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to G1 Execution Services LLC (ETMM). Routing decisions for these customer orders are not influenced by any agreement with ETMM. WFS and ETMM do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.STONEX FINANCIAL INC.INTL2.062.200.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to StoneX Financial Inc. (INTL). Routing decisions for these customer orders are not influenced by any agreement with INTL. WFS and INTL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.INVESTORS EXCHANGEIEXG1.541.612.090.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Investors Exchange (IEXG). Routing decisions for these customer orders are not influenced by any agreement with IEXG. WFS and IEXG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS ATSUBSR0.710.741.010.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to UBS ATS. Routing decisions for these customer orders are not influenced by any agreement with UBS ATS. WFS and UBS ATS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.LUMINEX TRADING & ANALYTICS LLCEBXL0.340.350.570.000.0094.66002.50003.09002.50000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) utilizes a service within LUMINEX TRADING & ANALYTICS LLC (EBXL)for purposes of crossing WFS customer and principal order flow. While WFS does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to EBXL, WFS stands to be compensated for the order on the other side of the transaction. Routing decisions for these customer orders are not influenced by any agreement with EBXL. WFS and EBXL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.100.000.010.220.0199.76CBOE GLOBAL MARKETS INC.CBOE20.080.0046.405.8820.000.00000.0000-821.2000-5.0245-0.1000-5.0000-8470.1249-3.5545Wells Fargo Securities, LLC.(WFS) may route to Cboe Options Exchange (CBOE) either directly or utilizing Dash Financial (DASH) Algorithms as a primary routing venue for options orders. When routing directly to the exchange, WFS receives rebates and pays fees for the routing of customer orders in exchange listed options to CBOE in accordance with the volume-based tiered schedule published by the exchange. Routing decisions for customer orders in exchange listed options are not influenced by any agreement with CBOE that provides an incentive to route to the market or meet minimum order flow. When utilizing DASH, DASH provides WFS a suite of algos utilized to execute client option orders where the DASH algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. DASH charges the firm between $.02 and $.25 per contract based on the method of transaction. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/cone/. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.CBOE EDGX U.S. EQUITIES EXCHANGEEDGO17.160.0018.000.0017.160.00000.0000-38.9200-4.00000.00000.000018516.360035.1327Wells Fargo Securities, LLC.(WFS) utilizes Dash Financial (DASH) as a primary routing venue for options orders. DASH provides WFS a suite of algos utilized to execute client option orders where the DASH algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. DASH charges the firm between $.02 and $.25 per contract based on the method of transaction. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/edgx/. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.Philadelphia Stock ExchangePHLX14.670.000.000.0014.710.00000.00000.00000.00000.00000.0000-2098.6000-5.0000Wells Fargo Securities, LLC.(WFS) utilizes Dash Financial (DASH) as a primary routing venue for options orders. DASH provides WFS a suite of algos utilized to execute client option orders where the DASH algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. DASH charges the firm between $.02 and $.25 per contract based on the method of transaction. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/phlx/rules/Phlx%20Equity%207. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.ISE MERCURY, LLCMCRY12.670.005.600.0012.690.00000.0000-118.3000-5.00000.00000.0000-1762.2500-5.0000Wells Fargo Securities, LLC.(WFS) utilizes Dash Financial (DASH) as a primary routing venue for options orders. DASH provides WFS a suite of algos utilized to execute client option orders where the DASH algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. DASH charges the firm between $.02 and $.25 per contract based on the method of transaction. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/mrx/rules/MRX%20Options%207. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.NYSE Arca OptionsARCA8.390.000.0011.768.410.00000.00000.00000.0000-0.1000-5.0000-4510.1000-5.0000Wells Fargo Securities, LLC.(WFS) utilizes Dash Financial (DASH) as a primary routing venue for options orders. DASH provides WFS a suite of algos utilized to execute client option orders where the DASH algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. DASH charges the firm between $.02 and $.25 per contract based on the method of transaction. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/arca-options/trading-info#fees. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.CBOE C2 OPTIONS EXCHANGEC2OX6.880.000.000.006.900.00000.00000.00000.00000.00000.0000-934.9000-5.0000Wells Fargo Securities, LLC.(WFS) utilizes Dash Financial (DASH) as a primary routing venue for options orders. DASH provides WFS a suite of algos utilized to execute client option orders where the DASH algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. DASH charges the firm between $.02 and $.25 per contract based on the method of transaction. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/ctwo/. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.NASDAQ ISE, LLCISE6.42100.0012.0082.366.40-3209.0346-10.9970-420.6200-10.9970-2887.1524-10.9970-19332.5177-10.9970Wells Fargo Securities LLC receives rebates and pays fees for the routing of customer orders in exchange listed options to NASDAQ ISE, LLC in accordance with the volume-based tiered schedule published by the exchange; A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at the exchanges public website: https://listingcenter.nasdaq.com/rulebook/ise/rules/ise-options-7; The firm did not quality for any tiering levels; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with NASDAQ ISE, LLC that provides an incentive to route to the market or meet minimum order flow.MIAX EMERALD, LLCEMLD4.890.000.000.004.900.00000.00000.00000.00000.00000.0000-672.2500-5.0000Wells Fargo Securities, LLC.(WFS) utilizes Dash Financial (DASH) as a primary routing venue for options orders. DASH provides WFS a suite of algos utilized to execute client option orders where the DASH algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. DASH charges the firm between $.02 and $.25 per contract based on the method of transaction. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.miaxglobal.com/markets/us-options/emerald-options/fees. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.NYSE American OptionsAMEX4.620.000.000.004.640.00000.00000.00000.00000.00000.0000-735.7000-5.0000Wells Fargo Securities, LLC.(WFS) utilizes Dash Financial (DASH) as a primary routing venue for options orders. DASH provides WFS a suite of algos utilized to execute client option orders where the DASH algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. DASH charges the firm between $.02 and $.25 per contract based on the method of transaction. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/american-options/trading-info#fees. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.MIAX Pearl, LLCMPRL4.220.0018.000.004.190.00000.0000-116.0000-5.00000.00000.0000-205.00001.0806Wells Fargo Securities, LLC.(WFS) utilizes Dash Financial (DASH) as a primary routing venue for options orders. DASH provides WFS a suite of algos utilized to execute client option orders where the DASH algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. DASH charges the firm between $.02 and $.25 per contract based on the method of transaction. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.miaxglobal.com/markets/us-options/pearl-options/fees. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.202311100.0094.161.011.703.13INTELLIGENTCROSSINCR35.3437.2226.790.000.001260.08002.000074.25002.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Intelligent Cross LLC (INCR). Routing decisions for these customer orders are not influenced by any agreement with INCR. WFS and INCR do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.JANE STREET CAPITAL, LLCJNST20.3820.0014.7419.9633.820.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Jane Street Capital LLC (JNST). Routing decisions for these customer orders are not influenced by any agreement with Jane Street Capital LLC. WFS and JNST do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.VIRTU Americas LLCNITE14.9315.0218.3120.288.450.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to VIRTU Americas LLC (NITE). Routing decisions for these customer orders are not influenced by any agreement with VIRTU Americas LLC. WFS and NITE do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.TWO SIGMA SECURITIES, LLCSOHO10.709.894.6019.8232.270.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Two Sigma Securities LLC (SOHO). Routing decisions for these customer orders are not influenced by any agreement with Two Sigma Securities LLC. WFS and SOHO do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.Citadel Securities LLCCDRG7.067.3018.240.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Citadel Securities LLC (CDRG). Routing decisions for these customer orders are not influenced by any agreement with CDRG. WFS and CDRG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS SECURITIES LLCUBSS6.015.425.2419.9716.330.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to UBS Securities LLC (UBSS). Routing decisions for these customer orders are not influenced by any agreement with UBS Securities LLC. WFS and UBSS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.G1 Execution Services, LLCETMM2.211.635.4219.979.130.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to G1 Execution Services LLC (ETMM). Routing decisions for these customer orders are not influenced by any agreement with ETMM. WFS and ETMM do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.INVESTORS EXCHANGEIEXG1.321.382.550.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Investors Exchange (IEXG). Routing decisions for these customer orders are not influenced by any agreement with IEXG. WFS and IEXG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS ATSUBSR0.910.961.250.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to UBS ATS. Routing decisions for these customer orders are not influenced by any agreement with UBS ATS. WFS and UBS ATS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.LUMINEX TRADING & ANALYTICS LLCEBXL0.660.672.860.000.0098.28002.50005.70002.50000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) utilizes a service within LUMINEX TRADING & ANALYTICS LLC (EBXL)for purposes of crossing WFS customer and principal order flow. While WFS does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to EBXL, WFS stands to be compensated for the order on the other side of the transaction. Routing decisions for these customer orders are not influenced by any agreement with EBXL. WFS and EBXL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.STONEX FINANCIAL INC.INTL0.480.510.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to StoneX Financial Inc. (INTL). Routing decisions for these customer orders are not influenced by any agreement with INTL. WFS and INTL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.100.0088.624.623.053.71INTELLIGENTCROSSINCR29.3031.8223.880.000.002588.14002.0000518.53002.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Intelligent Cross LLC (INCR). Routing decisions for these customer orders are not influenced by any agreement with INCR. WFS and INCR do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.JANE STREET CAPITAL, LLCJNST25.8226.2516.6020.2831.770.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Jane Street Capital LLC (JNST). Routing decisions for these customer orders are not influenced by any agreement with Jane Street Capital LLC. WFS and JNST do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.VIRTU Americas LLCNITE13.8113.5318.5020.439.350.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to VIRTU Americas LLC (NITE). Routing decisions for these customer orders are not influenced by any agreement with VIRTU Americas LLC. WFS and NITE do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.TWO SIGMA SECURITIES, LLCSOHO10.859.947.2219.4429.950.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Two Sigma Securities LLC (SOHO). Routing decisions for these customer orders are not influenced by any agreement with Two Sigma Securities LLC. WFS and SOHO do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.Citadel Securities LLCCDRG6.907.0713.860.010.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Citadel Securities LLC (CDRG). Routing decisions for these customer orders are not influenced by any agreement with CDRG. WFS and CDRG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS SECURITIES LLCUBSS6.785.857.2319.3417.930.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to UBS Securities LLC (UBSS). Routing decisions for these customer orders are not influenced by any agreement with UBS Securities LLC. WFS and UBSS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.G1 Execution Services, LLCETMM2.991.817.6920.5011.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to G1 Execution Services LLC (ETMM). Routing decisions for these customer orders are not influenced by any agreement with ETMM. WFS and ETMM do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.INVESTORS EXCHANGEIEXG1.461.493.080.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Investors Exchange (IEXG). Routing decisions for these customer orders are not influenced by any agreement with IEXG. WFS and IEXG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS ATSUBSR0.991.041.330.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to UBS ATS. Routing decisions for these customer orders are not influenced by any agreement with UBS ATS. WFS and UBS ATS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.STONEX FINANCIAL INC.INTL0.790.890.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to StoneX Financial Inc. (INTL). Routing decisions for these customer orders are not influenced by any agreement with INTL. WFS and INTL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.LUMINEX TRADING & ANALYTICS LLCEBXL0.310.310.610.000.0082.08002.500016.30002.50000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) utilizes a service within LUMINEX TRADING & ANALYTICS LLC (EBXL)for purposes of crossing WFS customer and principal order flow. While WFS does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to EBXL, WFS stands to be compensated for the order on the other side of the transaction. Routing decisions for these customer orders are not influenced by any agreement with EBXL. WFS and EBXL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.100.000.010.170.0199.81CBOE GLOBAL MARKETS INC.CBOE20.050.0048.340.0020.000.00000.0000-872.2000-5.00000.00000.0000-9049.3216-4.7943Wells Fargo Securities, LLC.(WFS) may route to Cboe Options Exchange (CBOE) either directly or utilizing Dash Financial (DASH) Algorithms as a primary routing venue for options orders. When routing directly to the exchange, WFS receives rebates and pays fees for the routing of customer orders in exchange listed options to CBOE in accordance with the volume-based tiered schedule published by the exchange. Routing decisions for customer orders in exchange listed options are not influenced by any agreement with CBOE that provides an incentive to route to the market or meet minimum order flow. When utilizing DASH, DASH provides WFS a suite of algos utilized to execute client option orders where the DASH algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. DASH charges the firm between $.02 and $.25 per contract based on the method of transaction. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/cone/. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.CBOE EDGX U.S. EQUITIES EXCHANGEEDGO16.080.0017.970.0016.090.00000.0000-28.8800-4.00000.00000.000015199.810030.9090Wells Fargo Securities, LLC.(WFS) utilizes Dash Financial (DASH) as a primary routing venue for options orders. DASH provides WFS a suite of algos utilized to execute client option orders where the DASH algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. DASH charges the firm between $.02 and $.25 per contract based on the method of transaction. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/edgx/. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.Philadelphia Stock ExchangePHLX15.340.000.000.0015.370.00000.00000.00000.00000.00000.0000-2356.7000-5.0000Wells Fargo Securities, LLC.(WFS) utilizes Dash Financial (DASH) as a primary routing venue for options orders. DASH provides WFS a suite of algos utilized to execute client option orders where the DASH algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. DASH charges the firm between $.02 and $.25 per contract based on the method of transaction. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/phlx/rules/Phlx%20Equity%207. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.ISE MERCURY, LLCMCRY10.210.007.300.0010.210.00000.0000-341.6500-5.00000.00000.0000-2067.8000-5.0000Wells Fargo Securities, LLC.(WFS) utilizes Dash Financial (DASH) as a primary routing venue for options orders. DASH provides WFS a suite of algos utilized to execute client option orders where the DASH algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. DASH charges the firm between $.02 and $.25 per contract based on the method of transaction. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/mrx/rules/MRX%20Options%207. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.NASDAQ ISE, LLCISE8.22100.0012.0795.668.20-8093.7251-10.9716-1219.5395-10.9970-4072.1891-10.9970-30659.0860-10.9970Wells Fargo Securities LLC receives rebates and pays fees for the routing of customer orders in exchange listed options to NASDAQ ISE, LLC in accordance with the volume-based tiered schedule published by the exchange; A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at the exchanges public website: https://listingcenter.nasdaq.com/rulebook/ise/rules/ise-options-7; The firm did not quality for any tiering levels; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with NASDAQ ISE, LLC that provides an incentive to route to the market or meet minimum order flow.NYSE Arca OptionsARCA7.690.000.004.347.710.00000.00000.00000.0000-8.6000-5.0000-4543.5500-5.0000Wells Fargo Securities, LLC.(WFS) utilizes Dash Financial (DASH) as a primary routing venue for options orders. DASH provides WFS a suite of algos utilized to execute client option orders where the DASH algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. DASH charges the firm between $.02 and $.25 per contract based on the method of transaction. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/arca-options/trading-info#fees. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.CBOE C2 OPTIONS EXCHANGEC2OX7.620.000.000.007.630.00000.00000.00000.00000.00000.0000-1126.6000-5.0000Wells Fargo Securities, LLC.(WFS) utilizes Dash Financial (DASH) as a primary routing venue for options orders. DASH provides WFS a suite of algos utilized to execute client option orders where the DASH algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. DASH charges the firm between $.02 and $.25 per contract based on the method of transaction. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/ctwo/. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.NYSE American OptionsAMEX7.490.000.000.007.510.00000.00000.00000.00000.00000.0000-1417.7500-5.0000Wells Fargo Securities, LLC.(WFS) utilizes Dash Financial (DASH) as a primary routing venue for options orders. DASH provides WFS a suite of algos utilized to execute client option orders where the DASH algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. DASH charges the firm between $.02 and $.25 per contract based on the method of transaction. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/american-options/trading-info#fees. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.MIAX EMERALD, LLCEMLD3.910.000.000.003.910.00000.00000.00000.00000.00000.0000-820.2000-5.0000Wells Fargo Securities, LLC.(WFS) utilizes Dash Financial (DASH) as a primary routing venue for options orders. DASH provides WFS a suite of algos utilized to execute client option orders where the DASH algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. DASH charges the firm between $.02 and $.25 per contract based on the method of transaction. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.miaxglobal.com/markets/us-options/emerald-options/fees. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.MIAX Pearl, LLCMPRL3.390.0014.320.003.370.00000.0000-113.6500-5.00000.00000.0000183.20001.1964Wells Fargo Securities, LLC.(WFS) utilizes Dash Financial (DASH) as a primary routing venue for options orders. DASH provides WFS a suite of algos utilized to execute client option orders where the DASH algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. DASH charges the firm between $.02 and $.25 per contract based on the method of transaction. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.miaxglobal.com/markets/us-options/pearl-options/fees. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.202312100.0093.551.231.983.23INTELLIGENTCROSSINCR32.8434.7326.880.000.001286.72002.0000111.70002.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Intelligent Cross LLC (INCR). Routing decisions for these customer orders are not influenced by any agreement with INCR. WFS and INCR do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.JANE STREET CAPITAL, LLCJNST15.7715.8315.2522.1210.430.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Jane Street Capital LLC (JNST). Routing decisions for these customer orders are not influenced by any agreement with Jane Street Capital LLC. WFS and JNST do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS SECURITIES LLCUBSS14.8613.8110.2921.6742.790.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to UBS Securities LLC (UBSS). Routing decisions for these customer orders are not influenced by any agreement with UBS Securities LLC. WFS and UBSS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.VIRTU Americas LLCNITE12.5012.9210.3711.022.150.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to VIRTU Americas LLC (NITE). Routing decisions for these customer orders are not influenced by any agreement with VIRTU Americas LLC. WFS and NITE do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.Citadel Securities LLCCDRG7.327.6016.750.010.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Citadel Securities LLC (CDRG). Routing decisions for these customer orders are not influenced by any agreement with CDRG. WFS and CDRG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.TWO SIGMA SECURITIES, LLCSOHO6.545.812.1321.7920.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Two Sigma Securities LLC (SOHO). Routing decisions for these customer orders are not influenced by any agreement with Two Sigma Securities LLC. WFS and SOHO do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.G1 Execution Services, LLCETMM4.613.507.5923.3924.090.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to G1 Execution Services LLC (ETMM). Routing decisions for these customer orders are not influenced by any agreement with ETMM. WFS and ETMM do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS ATSUBSR1.521.611.750.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to UBS ATS. Routing decisions for these customer orders are not influenced by any agreement with UBS ATS. WFS and UBS ATS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.INVESTORS EXCHANGEIEXG1.411.472.900.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Investors Exchange (IEXG). Routing decisions for these customer orders are not influenced by any agreement with IEXG. WFS and IEXG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.STONEX FINANCIAL INC.INTL1.361.421.720.000.540.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to StoneX Financial Inc. (INTL). Routing decisions for these customer orders are not influenced by any agreement with INTL. WFS and INTL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.LUMINEX TRADING & ANALYTICS LLCEBXL1.271.304.370.000.00122.18002.50007.74000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) utilizes a service within LUMINEX TRADING & ANALYTICS LLC (EBXL)for purposes of crossing WFS customer and principal order flow. While WFS does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to EBXL, WFS stands to be compensated for the order on the other side of the transaction. Routing decisions for these customer orders are not influenced by any agreement with EBXL. WFS and EBXL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.100.0086.545.853.594.03INTELLIGENTCROSSINCR27.5530.2323.100.000.002867.07002.0000496.91002.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Intelligent Cross LLC (INCR). Routing decisions for these customer orders are not influenced by any agreement with INCR. WFS and INCR do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.JANE STREET CAPITAL, LLCJNST20.4721.3313.5022.4510.480.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Jane Street Capital LLC (JNST). Routing decisions for these customer orders are not influenced by any agreement with Jane Street Capital LLC. WFS and JNST do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS SECURITIES LLCUBSS15.5314.1314.4121.2242.310.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to UBS Securities LLC (UBSS). Routing decisions for these customer orders are not influenced by any agreement with UBS Securities LLC. WFS and UBSS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.VIRTU Americas LLCNITE11.4411.9111.2510.542.460.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to VIRTU Americas LLC (NITE). Routing decisions for these customer orders are not influenced by any agreement with VIRTU Americas LLC. WFS and NITE do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.Citadel Securities LLCCDRG7.347.4115.790.010.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Citadel Securities LLC (CDRG). Routing decisions for these customer orders are not influenced by any agreement with CDRG. WFS and CDRG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.TWO SIGMA SECURITIES, LLCSOHO6.255.372.4821.5317.130.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Two Sigma Securities LLC (SOHO). Routing decisions for these customer orders are not influenced by any agreement with Two Sigma Securities LLC. WFS and SOHO do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.G1 Execution Services, LLCETMM5.863.7411.4924.2426.940.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to G1 Execution Services LLC (ETMM). Routing decisions for these customer orders are not influenced by any agreement with ETMM. WFS and ETMM do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.STONEX FINANCIAL INC.INTL2.272.402.940.010.680.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to StoneX Financial Inc. (INTL). Routing decisions for these customer orders are not influenced by any agreement with INTL. WFS and INTL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.INVESTORS EXCHANGEIEXG1.431.492.440.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Investors Exchange (IEXG). Routing decisions for these customer orders are not influenced by any agreement with IEXG. WFS and IEXG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS ATSUBSR1.391.481.990.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to UBS ATS. Routing decisions for these customer orders are not influenced by any agreement with UBS ATS. WFS and UBS ATS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.LUMINEX TRADING & ANALYTICS LLCEBXL0.470.510.610.000.0097.51002.500014.83002.50000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) utilizes a service within LUMINEX TRADING & ANALYTICS LLC (EBXL)for purposes of crossing WFS customer and principal order flow. While WFS does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to EBXL, WFS stands to be compensated for the order on the other side of the transaction. Routing decisions for these customer orders are not influenced by any agreement with EBXL. WFS and EBXL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.100.000.010.180.0199.80CBOE GLOBAL MARKETS INC.CBOE19.800.0045.050.0019.740.00000.0000-872.2000-5.00000.00000.0000-9049.3216-4.7943Wells Fargo Securities, LLC.(WFS) may route to Cboe Options Exchange (CBOE) either directly or utilizing Dash Financial (DASH) Algorithms as a primary routing venue for options orders. When routing directly to the exchange, WFS receives rebates and pays fees for the routing of customer orders in exchange listed options to CBOE in accordance with the volume-based tiered schedule published by the exchange. Routing decisions for customer orders in exchange listed options are not influenced by any agreement with CBOE that provides an incentive to route to the market or meet minimum order flow. When utilizing DASH, DASH provides WFS a suite of algos utilized to execute client option orders where the DASH algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. DASH charges the firm between $.02 and $.25 per contract based on the method of transaction. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/cone/. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.CBOE EDGX U.S. EQUITIES EXCHANGEEDGO15.850.0016.750.0015.850.00000.0000-28.8800-4.00000.00000.000015199.810030.9090Wells Fargo Securities, LLC.(WFS) utilizes Dash Financial (DASH) as a primary routing venue for options orders. DASH provides WFS a suite of algos utilized to execute client option orders where the DASH algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. DASH charges the firm between $.02 and $.25 per contract based on the method of transaction. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/edgx/. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.Philadelphia Stock ExchangePHLX15.130.000.000.0015.160.00000.00000.00000.00000.00000.0000-2356.7000-5.0000Wells Fargo Securities, LLC.(WFS) utilizes Dash Financial (DASH) as a primary routing venue for options orders. DASH provides WFS a suite of algos utilized to execute client option orders where the DASH algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. DASH charges the firm between $.02 and $.25 per contract based on the method of transaction. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/phlx/rules/Phlx%20Equity%207. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.ISE MERCURY, LLCMCRY10.060.006.800.0010.070.00000.0000-341.6500-5.00000.00000.0000-2067.8000-5.0000Wells Fargo Securities, LLC.(WFS) utilizes Dash Financial (DASH) as a primary routing venue for options orders. DASH provides WFS a suite of algos utilized to execute client option orders where the DASH algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. DASH charges the firm between $.02 and $.25 per contract based on the method of transaction. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://listingcenter.nasdaq.com/rulebook/mrx/rules/MRX%20Options%207. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.NASDAQ ISE, LLCISE8.10100.0011.2595.668.08-8093.7251-10.9716-1219.5395-10.9970-4072.1891-10.9970-30659.0860-10.9970Wells Fargo Securities LLC receives rebates and pays fees for the routing of customer orders in exchange listed options to NASDAQ ISE, LLC in accordance with the volume-based tiered schedule published by the exchange; A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at the exchanges public website: https://listingcenter.nasdaq.com/rulebook/ise/rules/ise-options-7; The firm did not quality for any tiering levels; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with NASDAQ ISE, LLC that provides an incentive to route to the market or meet minimum order flow.NYSE Arca OptionsARCA7.580.000.004.347.600.00000.00000.00000.0000-8.6000-5.0000-4543.5500-5.0000Wells Fargo Securities, LLC.(WFS) utilizes Dash Financial (DASH) as a primary routing venue for options orders. DASH provides WFS a suite of algos utilized to execute client option orders where the DASH algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. DASH charges the firm between $.02 and $.25 per contract based on the method of transaction. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/arca-options/trading-info#fees. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.CBOE C2 OPTIONS EXCHANGEC2OX7.510.000.000.007.530.00000.00000.00000.00000.00000.0000-1126.6000-5.0000Wells Fargo Securities, LLC.(WFS) utilizes Dash Financial (DASH) as a primary routing venue for options orders. DASH provides WFS a suite of algos utilized to execute client option orders where the DASH algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. DASH charges the firm between $.02 and $.25 per contract based on the method of transaction. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.cboe.com/us/options/membership/fee_schedule/ctwo/. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.NYSE American OptionsAMEX7.390.000.000.007.400.00000.00000.00000.00000.00000.0000-1417.7500-5.0000Wells Fargo Securities, LLC.(WFS) utilizes Dash Financial (DASH) as a primary routing venue for options orders. DASH provides WFS a suite of algos utilized to execute client option orders where the DASH algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. DASH charges the firm between $.02 and $.25 per contract based on the method of transaction. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.nyse.com/markets/american-options/trading-info#fees. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.MIAX Pearl, LLCMPRL4.730.0020.150.004.710.00000.0000-226.6000-5.00000.00000.0000-111.44002.1636Wells Fargo Securities, LLC.(WFS) utilizes Dash Financial (DASH) as a primary routing venue for options orders. DASH provides WFS a suite of algos utilized to execute client option orders where the DASH algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. DASH charges the firm between $.02 and $.25 per contract based on the method of transaction. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.miaxglobal.com/markets/us-options/pearl-options/fees. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.MIAX EMERALD, LLCEMLD3.850.000.000.003.860.00000.00000.00000.00000.00000.0000-820.2000-5.0000Wells Fargo Securities, LLC.(WFS) utilizes Dash Financial (DASH) as a primary routing venue for options orders. DASH provides WFS a suite of algos utilized to execute client option orders where the DASH algo is making the route venue determination. WFS pays DASH a fee to utilize their services utilizing a cost plus model where WFS pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable. DASH charges the firm between $.02 and $.25 per contract based on the method of transaction. A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at: https://www.miaxglobal.com/markets/us-options/emerald-options/fees. Client inquiries pertaining to fees and rebate information on client transactions are available upon request.