1.2Wells Fargo Securities LLC [WCHV]202332024-01-17T13:22:51Z20237100.0095.740.000.004.26INTELLIGENTCROSSINCR33.0034.500.000.000.001606.40000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Intelligent Cross LLC (INCR). Routing decisions for these customer orders are not influenced by any agreement with INCR. WFS and INCR do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS SECURITIES LLCUBSS26.3025.470.000.0044.540.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to UBS Securities LLC (UBSS). Routing decisions for these customer orders are not influenced by any agreement with UBS Securities LLC. WFS and UBSS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.JANE STREET CAPITAL, LLCJNST24.0523.88100.000.0027.770.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Jane Street Capital LLC (JNST). Routing decisions for these customer orders are not influenced by any agreement with Jane Street Capital LLC. WFS and JNST do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.VIRTU Americas LLCNITE4.354.210.000.007.530.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to VIRTU Americas LLC (NITE). Routing decisions for these customer orders are not influenced by any agreement with VIRTU Americas LLC. WFS and NITE do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.TWO SIGMA SECURITIES, LLCSOHO4.234.080.000.007.600.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Two Sigma Securities LLC (SOHO). Routing decisions for these customer orders are not influenced by any agreement with Two Sigma Securities LLC. WFS and SOHO do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.G1 Execution Services, LLCETMM2.972.820.000.006.220.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to G1 Execution Services LLC (ETMM). Routing decisions for these customer orders are not influenced by any agreement with ETMM. WFS and ETMM do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.STONEX FINANCIAL INC.INTL2.342.160.000.006.340.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to StoneX Financial Inc. (INTL). Routing decisions for these customer orders are not influenced by any agreement with INTL. WFS and INTL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.INVESTORS EXCHANGEIEXG1.451.520.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Investors Exchange (IEXG). Routing decisions for these customer orders are not influenced by any agreement with IEXG. WFS and IEXG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.LUMINEX TRADING & ANALYTICS LLCEBXL1.311.360.000.000.00115.90000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) utilizes a service within LUMINEX TRADING & ANALYTICS LLC (EBXL)for purposes of crossing WFS customer and principal order flow. While WFS does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to EBXL, WFS stands to be compensated for the order on the other side of the transaction. Routing decisions for these customer orders are not influenced by any agreement with EBXL. WFS and EBXL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.100.0094.540.000.005.45UBS SECURITIES LLCUBSS27.9427.01100.0060.0043.170.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to UBS Securities LLC (UBSS). Routing decisions for these customer orders are not influenced by any agreement with UBS Securities LLC. WFS and UBSS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.INTELLIGENTCROSSINCR27.5629.210.000.000.004191.26000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Intelligent Cross LLC (INCR). Routing decisions for these customer orders are not influenced by any agreement with INCR. WFS and INCR do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.JANE STREET CAPITAL, LLCJNST24.6424.650.0020.0024.470.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Jane Street Capital LLC (JNST). Routing decisions for these customer orders are not influenced by any agreement with Jane Street Capital LLC. WFS and JNST do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.VIRTU Americas LLCNITE4.984.810.000.007.960.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to VIRTU Americas LLC (NITE). Routing decisions for these customer orders are not influenced by any agreement with VIRTU Americas LLC. WFS and NITE do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.TWO SIGMA SECURITIES, LLCSOHO4.784.590.0020.008.110.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Two Sigma Securities LLC (SOHO). Routing decisions for these customer orders are not influenced by any agreement with Two Sigma Securities LLC. WFS and SOHO do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.STONEX FINANCIAL INC.INTL3.823.520.000.009.010.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to StoneX Financial Inc. (INTL). Routing decisions for these customer orders are not influenced by any agreement with INTL. WFS and INTL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.G1 Execution Services, LLCETMM3.703.490.000.007.280.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to G1 Execution Services LLC (ETMM). Routing decisions for these customer orders are not influenced by any agreement with ETMM. WFS and ETMM do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.INVESTORS EXCHANGEIEXG1.982.090.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Investors Exchange (IEXG). Routing decisions for these customer orders are not influenced by any agreement with IEXG. WFS and IEXG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.LUMINEX TRADING & ANALYTICS LLCEBXL0.600.630.000.000.0085.95000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) utilizes a service within LUMINEX TRADING & ANALYTICS LLC (EBXL)for purposes of crossing WFS customer and principal order flow. While WFS does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to EBXL, WFS stands to be compensated for the order on the other side of the transaction. Routing decisions for these customer orders are not influenced by any agreement with EBXL. WFS and EBXL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.64.360.010.120.0099.86CBOE GLOBAL MARKETS INC.CBOE18.170.0039.7614.2818.150.00000.0000-786.9500-0.0100-38.6500-16.9200-9860.3140-0.1427CBOE EDGX U.S. EQUITIES EXCHANGEEDGO15.390.0010.910.0015.390.00000.0000-9.12000.00000.00000.000024408.51000.4226ISE MERCURY, LLCMCRY12.490.001.960.0012.500.00000.0000-19.45000.00000.00000.0000-2867.3000-0.0612Philadelphia Stock ExchangePHLX11.730.000.000.0011.740.00000.00000.00000.00000.00000.0000-2329.3500-0.0529NASDAQ ISE, LLCISE7.8133.383.9357.167.81-389.8426-8.6020-67.70000.0000-285.0703-8.60201405.81870.1395NYSE Arca OptionsARCA7.470.000.007.147.480.00000.00000.00000.00000.00000.0000-2584.9000-0.0922CBOE C2 OPTIONS EXCHANGEC2OX7.190.000.000.007.200.00000.00000.00000.00000.00000.0000-727.5000-0.0269MIAX Pearl, LLCMIAX5.690.0013.970.005.680.00000.0000-91.80000.00000.00000.00001724.45000.0808MIAX EMERALD, LLCEMLD4.790.000.000.004.800.00000.00000.00000.00000.00000.0000-743.6000-0.0413Boston Options Exchange, LLCBOX4.440.0028.160.004.410.00000.0000869.55000.05000.00000.000012621.79520.7571NYSE American OptionsAMEX4.410.000.000.004.420.00000.00000.00000.00000.00000.0000-800.6500-0.0483Cboe BZX Exchange, Inc.BATO0.160.000.000.000.160.00000.00000.00000.00000.00000.00001268.50002.0427Nasdaq Options MarketXNDQ0.050.000.000.000.050.00000.00000.00000.00000.00000.0000-310.2000-1.4563MIAX Pearl, LLCMPRL0.040.000.000.000.040.00000.00000.00000.00000.00000.0000-436.6000-2.8724NASDAQ OMX BX OPTIONSXBXO0.030.000.000.000.030.00000.00000.00000.00000.00000.0000-322.8000-2.3057TJM INVESTMENTS, LLCTJMS0.030.000.000.000.030.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.XFA Financial AccessXFA0.037.690.000.000.03-24.8620-24.86200.00000.00000.00000.0000-42.2654-24.8620Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.ISE GEMINI EXCHANGEGMNI0.020.001.310.000.020.00000.0000-8.5000-0.08000.00000.0000-11.1000-0.1009SRT SECURITIES LLCIAEC0.020.000.000.000.020.00000.00000.00000.00000.00000.0000-6641.6200-15.6540Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.HAMILTON EXECUTIONS L.L.C.HAME0.0110.250.000.000.01-337.6296-13.66200.00000.00000.00000.0000-2777.3716-7.3226Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.ICAP Corporates LLCGARB0.0110.250.000.000.01-597.2723-10.58620.00000.00000.00000.0000-16295.2172-27.1349Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.TRADITION SECURITIES AND DERITFSD0.0117.940.000.000.01-17147.8520-46.95570.00000.00000.00000.0000-58459.0443-23.0090Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.TULLETT PREBON FINANCIAL SERVICES LLCPBON0.0110.250.000.000.01-3478.5216-22.12800.00000.00000.00000.0000-69170.6390-22.1297Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.BAY CREST PARTNERS, LLCBAYC0.000.000.000.000.000.00000.00000.00000.00000.00000.0000-4635.9720-22.3960Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.BAYRIDGE SECURITIES, LLCBRDG0.002.560.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.BGC FINANCIAL INC.BGC0.000.000.000.000.000.00000.00000.00000.00000.00000.0000-768.6373-24.9963Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.D&D SecuritiesDDSF0.000.000.000.000.000.00000.00000.00000.00000.00000.0000-4857.6000-10.0000Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.GFI Securities LLCGFIG0.002.560.000.000.00-189.3980-22.28210.00000.00000.00000.0000-729.5680-19.1760Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.ICAP Corporates LLCICAP0.005.120.000.000.00-1115.2800-9.29400.00000.00000.00000.0000-4182.3000-9.2940Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.LAKESHORE SECURITIESLAKE0.000.000.000.000.000.00000.00000.00000.00000.00000.0000-15563.3122-10.5240Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.Sunrise Brokers LLCSUBR0.000.000.000.000.000.00000.00000.00000.00000.00000.0000-58.8390-3.4940Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.TradeZero America, INC.TRZO0.000.000.0021.420.000.00000.00000.00000.00000.00000.0000-200.0000-10.0000Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.20238100.0095.810.000.014.17INTELLIGENTCROSSINCR37.1738.790.000.000.001586.99000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Intelligent Cross LLC (INCR). Routing decisions for these customer orders are not influenced by any agreement with INCR. WFS and INCR do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.JANE STREET CAPITAL, LLCJNST23.5323.4326.5625.2025.880.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Jane Street Capital LLC (JNST). Routing decisions for these customer orders are not influenced by any agreement with Jane Street Capital LLC. WFS and JNST do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS SECURITIES LLCUBSS14.8314.2118.3614.0729.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to UBS Securities LLC (UBSS). Routing decisions for these customer orders are not influenced by any agreement with UBS Securities LLC. WFS and UBSS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.VIRTU Americas LLCNITE10.6610.2518.3618.5120.020.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to VIRTU Americas LLC (NITE). Routing decisions for these customer orders are not influenced by any agreement with VIRTU Americas LLC. WFS and NITE do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.TWO SIGMA SECURITIES, LLCSOHO6.406.1414.2820.7412.260.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Two Sigma Securities LLC (SOHO). Routing decisions for these customer orders are not influenced by any agreement with Two Sigma Securities LLC. WFS and SOHO do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.STONEX FINANCIAL INC.INTL3.172.920.000.749.070.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to StoneX Financial Inc. (INTL). Routing decisions for these customer orders are not influenced by any agreement with INTL. WFS and INTL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.G1 Execution Services, LLCETMM1.991.9122.4420.743.770.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to G1 Execution Services LLC (ETMM). Routing decisions for these customer orders are not influenced by any agreement with ETMM. WFS and ETMM do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.INVESTORS EXCHANGEIEXG1.391.450.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Investors Exchange (IEXG). Routing decisions for these customer orders are not influenced by any agreement with IEXG. WFS and IEXG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.LUMINEX TRADING & ANALYTICS LLCEBXL0.860.900.000.000.0084.08000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) utilizes a service within LUMINEX TRADING & ANALYTICS LLC (EBXL)for purposes of crossing WFS customer and principal order flow. While WFS does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to EBXL, WFS stands to be compensated for the order on the other side of the transaction. Routing decisions for these customer orders are not influenced by any agreement with EBXL. WFS and EBXL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.100.0094.920.000.005.08INTELLIGENTCROSSINCR30.3731.990.000.000.004113.53000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Intelligent Cross LLC (INCR). Routing decisions for these customer orders are not influenced by any agreement with INCR. WFS and INCR do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.JANE STREET CAPITAL, LLCJNST24.7224.8050.0137.5023.230.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Jane Street Capital LLC (JNST). Routing decisions for these customer orders are not influenced by any agreement with Jane Street Capital LLC. WFS and JNST do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS SECURITIES LLCUBSS16.6916.0033.3312.5029.540.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to UBS Securities LLC (UBSS). Routing decisions for these customer orders are not influenced by any agreement with UBS Securities LLC. WFS and UBSS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.VIRTU Americas LLCNITE11.4111.0416.6625.0018.310.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to VIRTU Americas LLC (NITE). Routing decisions for these customer orders are not influenced by any agreement with VIRTU Americas LLC. WFS and NITE do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.TWO SIGMA SECURITIES, LLCSOHO7.096.820.0025.0012.170.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Two Sigma Securities LLC (SOHO). Routing decisions for these customer orders are not influenced by any agreement with Two Sigma Securities LLC. WFS and SOHO do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.STONEX FINANCIAL INC.INTL4.904.480.000.0012.860.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to StoneX Financial Inc. (INTL). Routing decisions for these customer orders are not influenced by any agreement with INTL. WFS and INTL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.G1 Execution Services, LLCETMM2.222.140.000.003.890.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to G1 Execution Services LLC (ETMM). Routing decisions for these customer orders are not influenced by any agreement with ETMM. WFS and ETMM do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.INVESTORS EXCHANGEIEXG2.082.190.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Investors Exchange (IEXG). Routing decisions for these customer orders are not influenced by any agreement with IEXG. WFS and IEXG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.LUMINEX TRADING & ANALYTICS LLCEBXL0.520.540.000.000.0091.15000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) utilizes a service within LUMINEX TRADING & ANALYTICS LLC (EBXL)for purposes of crossing WFS customer and principal order flow. While WFS does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to EBXL, WFS stands to be compensated for the order on the other side of the transaction. Routing decisions for these customer orders are not influenced by any agreement with EBXL. WFS and EBXL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.62.160.020.160.0199.81CBOE GLOBAL MARKETS INC.CBOE18.830.0035.940.0018.770.00000.0000-597.0920-16.90800.00000.0000-11433.4170-0.1410CBOE EDGX U.S. EQUITIES EXCHANGEEDGO15.110.0011.300.0015.120.00000.0000-23.76000.00000.00000.000026658.75000.4140Philadelphia Stock ExchangePHLX13.210.000.000.0013.240.00000.00000.00000.00000.00000.0000-3564.3700-0.0630ISE MERCURY, LLCMCRY10.240.001.850.0010.260.00000.0000-55.0000-0.00100.00000.0000-3406.9000-0.0780NASDAQ ISE, LLCISE8.1031.606.1579.098.10-1662.0902-10.7970-798.7120-10.8020-3218.8016-10.7970-7907.1150-10.6760NYSE Arca OptionsARCA7.850.000.006.977.870.00000.00000.00000.00000.00000.0000-4000.2000-0.1200CBOE C2 OPTIONS EXCHANGEC2OX6.730.000.000.006.750.00000.00000.00000.00000.00000.0000-1275.3500-0.0440MIAX Pearl, LLCMIAX5.960.0013.730.005.950.00000.0000-153.4500-0.00600.00000.00001886.36000.0740MIAX EMERALD, LLCEMLD5.150.000.000.005.160.00000.00000.00000.00000.00000.0000-1187.4000-0.0540NYSE American OptionsAMEX4.900.000.000.004.910.00000.00000.00000.00000.00000.0000-1032.5000-0.0490Boston Options Exchange, LLCBOX3.260.0029.040.003.220.00000.0000842.20000.06100.00000.000010426.56000.7500Cboe BZX Exchange, Inc.BATO0.260.000.002.320.260.00000.00000.00000.00003.2000-0.0030526.95000.4740Nasdaq Options MarketXNDQ0.130.000.000.000.130.00000.00000.00000.00000.00000.0000-713.2500-1.2490NASDAQ OMX BX OPTIONSXBXO0.060.000.000.000.060.00000.00000.00000.00000.00000.0000-581.3500-2.0760ISE GEMINI EXCHANGEGEMINI0.050.001.430.000.050.00000.0000-83.0000-0.33900.00000.000015.15000.0620MIAX Pearl, LLCMPRL0.050.000.000.000.050.00000.00000.00000.00000.00000.0000-898.1500-3.6360TRADITION SECURITIES AND DERITFSD0.039.580.000.000.03-7045.0000-53.26670.00000.00000.00000.0000-17022.0283-27.0000Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.HAMILTON EXECUTIONS L.L.C.HAME0.0224.650.000.000.02-1032.3141-12.16640.00000.00000.00000.0000-15557.7647-5.6630Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.TJM INVESTMENTS, LLCTJMS0.020.000.424.650.020.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.XFA Financial AccessXFA0.020.000.004.650.020.00000.00000.00000.0000-81.0000-25.0000-32.5000-25.0000Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.LAKESHORE SECURITIESLAKE0.011.360.002.320.01-118.7550-13.57200.00000.0000-1357.2000-13.5720-50750.8654-13.5720Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.TULLETT PREBON FINANCIAL SERVICES LLCPBON0.015.470.000.000.00-1571.0880-22.12800.00000.00000.00000.0000-34569.2467-22.1280Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.BAY CREST PARTNERS, LLCBAYC0.000.000.000.000.000.00000.00000.00000.00000.00000.0000-1648.8500-23.5550Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.BGC FINANCIAL INC.BGC0.000.000.000.000.000.00000.00000.00000.00000.00000.0000-3225.0000-25.0000Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.CANACCORD GENUITY INC.CANA0.000.000.140.000.000.00000.0000-3681.0000-24.54000.00000.0000-2454.0000-24.5400Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.D&D SecuritiesDDSF0.008.210.000.000.00-830.4000-10.00000.00000.00000.00000.0000-12916.2000-10.0000Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.GFI Securities LLCGFIG0.002.730.000.000.00-399.7760-15.37600.00000.00000.00000.0000-2532.1278-19.1760Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.ICAP Corporates LLCGARB0.001.360.000.000.00-70.3155-11.71930.00000.00000.00000.0000-4729.8264-12.4798Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.ICAP Corporates LLCICAP0.008.210.000.000.00-6977.5200-21.14400.00000.00000.00000.0000-3065.8800-21.1440Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.Louis Capital Markets, LLCLOUI0.000.000.000.000.000.00000.00000.00000.00000.00000.0000-399.4640-13.3155Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.Nova Capital Markets, LLCNCAP0.000.000.000.000.000.00000.00000.00000.00000.00000.0000-68.0000-50.0000Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.SRT SECURITIES LLCIAEC0.001.360.000.000.00-225.0000-30.00000.00000.00000.00000.0000-3097.0200-15.6540Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.STUDENT OPTIONS, LLCSTUD0.005.470.000.000.000.00000.00000.00000.00000.00000.0000-151.0500-5.0350Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.Sunrise Brokers LLCSUBR0.000.000.000.000.000.00000.00000.00000.00000.00000.0000-13.5387-1.1320Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.20239100.0094.960.190.694.15INTELLIGENTCROSSINCR38.1140.140.000.000.001471.88000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Intelligent Cross LLC (INCR). Routing decisions for these customer orders are not influenced by any agreement with INCR. WFS and INCR do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.JANE STREET CAPITAL, LLCJNST23.7323.5822.3022.0927.470.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Jane Street Capital LLC (JNST). Routing decisions for these customer orders are not influenced by any agreement with Jane Street Capital LLC. WFS and JNST do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.VIRTU Americas LLCNITE13.7413.2521.2421.8523.230.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to VIRTU Americas LLC (NITE). Routing decisions for these customer orders are not influenced by any agreement with VIRTU Americas LLC. WFS and NITE do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.TWO SIGMA SECURITIES, LLCSOHO8.648.0223.0821.5720.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Two Sigma Securities LLC (SOHO). Routing decisions for these customer orders are not influenced by any agreement with Two Sigma Securities LLC. WFS and SOHO do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.G1 Execution Services, LLCETMM7.476.8820.4922.3717.900.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to G1 Execution Services LLC (ETMM). Routing decisions for these customer orders are not influenced by any agreement with ETMM. WFS and ETMM do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.STONEX FINANCIAL INC.INTL3.513.370.000.007.260.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to StoneX Financial Inc. (INTL). Routing decisions for these customer orders are not influenced by any agreement with INTL. WFS and INTL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS SECURITIES LLCUBSS2.021.8312.8912.124.140.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to UBS Securities LLC (UBSS). Routing decisions for these customer orders are not influenced by any agreement with UBS Securities LLC. WFS and UBSS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.INVESTORS EXCHANGEIEXG1.611.700.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Investors Exchange (IEXG). Routing decisions for these customer orders are not influenced by any agreement with IEXG. WFS and IEXG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.LUMINEX TRADING & ANALYTICS LLCEBXL1.121.180.000.000.0085.41000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) utilizes a service within LUMINEX TRADING & ANALYTICS LLC (EBXL)for purposes of crossing WFS customer and principal order flow. While WFS does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to EBXL, WFS stands to be compensated for the order on the other side of the transaction. Routing decisions for these customer orders are not influenced by any agreement with EBXL. WFS and EBXL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS ATSUBSR0.050.050.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to UBS ATS. Routing decisions for these customer orders are not influenced by any agreement with UBS ATS. WFS and UBS ATS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.100.0094.800.000.005.20INTELLIGENTCROSSINCR30.3932.050.000.000.002431.48000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Intelligent Cross LLC (INCR). Routing decisions for these customer orders are not influenced by any agreement with INCR. WFS and INCR do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.JANE STREET CAPITAL, LLCJNST26.5226.4450.0075.0028.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Jane Street Capital LLC (JNST). Routing decisions for these customer orders are not influenced by any agreement with Jane Street Capital LLC. WFS and JNST do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.VIRTU Americas LLCNITE14.0013.820.000.0017.210.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to VIRTU Americas LLC (NITE). Routing decisions for these customer orders are not influenced by any agreement with VIRTU Americas LLC. WFS and NITE do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.TWO SIGMA SECURITIES, LLCSOHO10.399.7750.000.0021.670.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Two Sigma Securities LLC (SOHO). Routing decisions for these customer orders are not influenced by any agreement with Two Sigma Securities LLC. WFS and SOHO do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.G1 Execution Services, LLCETMM8.127.530.0025.0018.980.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to G1 Execution Services LLC (ETMM). Routing decisions for these customer orders are not influenced by any agreement with ETMM. WFS and ETMM do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.STONEX FINANCIAL INC.INTL5.585.320.000.0010.340.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to StoneX Financial Inc. (INTL). Routing decisions for these customer orders are not influenced by any agreement with INTL. WFS and INTL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS SECURITIES LLCUBSS2.252.160.000.003.800.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to UBS Securities LLC (UBSS). Routing decisions for these customer orders are not influenced by any agreement with UBS Securities LLC. WFS and UBSS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.INVESTORS EXCHANGEIEXG2.132.250.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Investors Exchange (IEXG). Routing decisions for these customer orders are not influenced by any agreement with IEXG. WFS and IEXG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.LUMINEX TRADING & ANALYTICS LLCEBXL0.470.500.000.000.0049.81000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) utilizes a service within LUMINEX TRADING & ANALYTICS LLC (EBXL)for purposes of crossing WFS customer and principal order flow. While WFS does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to EBXL, WFS stands to be compensated for the order on the other side of the transaction. Routing decisions for these customer orders are not influenced by any agreement with EBXL. WFS and EBXL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS ATSUBSR0.150.160.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to UBS ATS. Routing decisions for these customer orders are not influenced by any agreement with UBS ATS. WFS and UBS ATS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.64.650.020.200.0199.77CBOE GLOBAL MARKETS INC.CBOE19.530.0034.760.0019.500.00000.0000-711.8000-0.01300.00000.0000-11308.3800-0.2030CBOE EDGX U.S. EQUITIES EXCHANGEEDGO15.150.0010.000.0015.170.00000.0000-21.12000.00000.00000.000021168.03000.4850Philadelphia Stock ExchangePHLX13.770.000.000.0013.800.00000.00000.00000.00000.00000.0000-3233.9500-0.0820ISE MERCURY, LLCMCRY10.580.004.910.0010.600.00000.0000-91.2000-0.00300.00000.0000-2613.2000-0.0860NASDAQ ISE, LLCISE8.5123.529.6430.008.50-634.9668-10.9970-793.6200-11.0060-2067.8759-10.9970-11396.5610-10.8570NYSE Arca OptionsARCA6.740.000.002.506.760.00000.00000.00000.00000.00000.0000-3918.9000-0.2020CBOE C2 OPTIONS EXCHANGEC2OX5.770.000.000.005.790.00000.00000.00000.00000.00000.0000-1082.2000-0.0650NYSE American OptionsAMEX5.770.000.000.005.780.00000.00000.00000.00000.00000.0000-1445.5000-0.0870MIAX EMERALD, LLCEMLD4.850.000.000.004.860.00000.00000.00000.00000.00000.0000-1357.9500-0.0970MIAX Pearl, LLCMIAX4.450.0012.630.004.440.00000.0000-114.6500-0.00900.00000.00001349.10000.1050Boston Options Exchange, LLCBOX4.020.0024.560.003.980.00000.0000781.70000.06700.00000.000011253.76000.9710Cboe BZX Exchange, Inc.BATO0.270.000.000.000.270.00000.00000.00000.00000.00000.0000910.75001.1370Nasdaq Options MarketXNDQ0.190.000.000.000.190.00000.00000.00000.00000.00000.0000-536.2500-0.9380ISE GEMINI EXCHANGEGNMI0.090.002.980.000.080.00000.0000-119.9500-0.45300.00000.0000-25.8000-0.0970MIAX Pearl, LLCMPRL0.090.000.000.000.090.00000.00000.00000.00000.00000.0000-933.9000-3.3840NASDAQ OMX BX OPTIONSXBXO0.070.000.000.000.070.00000.00000.00000.00000.00000.0000-627.7000-2.7530HAMILTON EXECUTIONS L.L.C.HAME0.0443.160.000.000.03-6283.1416-12.49010.00000.00000.00000.0000-22312.0122-6.1051Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.XFA Financial AccessXFA0.040.000.525.000.040.00000.00000.00000.00000.00000.0000-73.0000-25.0000Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.TJM INVESTMENTS, LLCTJMS0.030.000.000.000.030.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.LAKESHORE SECURITIESLAKE0.010.000.007.500.010.00000.00000.00000.0000-207.2700-6.9090-17329.4302-6.9090Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.STUDENT OPTIONS, LLCSTUD0.0115.680.000.000.000.00000.00000.00000.00000.00000.0000-256.0757-5.2810Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.TULLETT PREBON FINANCIAL SERVICES LLCPBON0.013.920.005.000.01-1239.1680-22.12800.00000.0000-1106.4000-22.1280-68336.1322-22.1280Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.WALL STREET ACCESS NYCWABR0.010.000.0047.500.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.BAY CREST PARTNERS, LLCBAYC0.000.000.000.000.000.00000.00000.00000.00000.00000.0000-36999.3600-42.5280Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.BGC FINANCIAL INC.BGC0.003.920.000.000.00-15000.0000-25.00000.00000.00000.00000.0000-9324.2500-25.0000Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.CANACCORD GENUITY INC.CANA0.000.000.000.000.000.00000.00000.00000.00000.00000.0000-196.3200-24.5400Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.D&D SecuritiesDDSF0.003.920.000.000.00-210.0000-10.00000.00000.00000.00000.0000-3880.2000-10.0000Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.E D & F Man Capital Markets Inc.MPSG0.000.000.000.000.000.00000.00000.00000.00000.00000.0000-500.0000-25.0000Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.FORTE SECURITIES LLCFRTE0.000.000.000.000.000.00000.00000.00000.00000.00000.0000-496.0000-100.0000Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.GFI Securities LLCGFIG0.001.960.000.000.00-76.8800-15.37600.00000.00000.00000.0000-1677.4210-17.5315Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.ICAP Corporates LLCGARB0.000.000.000.000.000.00000.00000.00000.00000.00000.0000-7245.9201-20.4703Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.ICAP Corporates LLCICAP0.001.960.000.000.000.00000.00000.00000.00000.00000.0000-10591.1680-23.6410Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.MAREX FINANCIALMREX0.000.000.000.000.000.00000.00000.00000.00000.00000.0000-551.2500-25.0000Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.SRT SECURITIES LLCIAEC0.000.000.000.000.000.00000.00000.00000.00000.00000.0000-881.0071-15.6540Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.Sunrise Brokers LLCSUBR0.000.000.000.000.000.00000.00000.00000.00000.00000.0000-249.8777-1.1320Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.TradeZero America, INC.TRZO0.000.000.002.500.000.00000.00000.00000.00000.00000.0000-1000.0000-10.0000Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.TRADITION SECURITIES AND DERITFSD0.000.000.000.000.000.00000.00000.00000.00000.00000.0000-10489.2371-29.5340Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.WALLACHBETH CAPITAL LLCWBET0.001.960.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.