1.2Wells Fargo Securities LLC [WCHV]202312023-04-28T16:45:01Z20231100.0096.380.000.003.62Citadel Securities LLCCDRG32.6932.50100.000.0037.770.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Citadel Securities LLC (CDRG). Routing decisions for these customer orders are not influenced by any agreement with CDRG. WFS and CDRG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.VIRTU Americas LLCNITE23.7423.550.00100.0028.550.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to VIRTU Americas LLC (NITE). Routing decisions for these customer orders are not influenced by any agreement with VIRTU Americas LLC. WFS and NITE do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.JANE STREET CAPITAL, LLCJNST14.4514.400.000.0015.820.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Jane Street Capital LLC (JNST). Routing decisions for these customer orders are not influenced by any agreement with Jane Street Capital LLC. WFS and JNST do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.INTELLIGENTCROSSINCR12.6513.130.000.000.00-1869.4700-2.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Intelligent Cross LLC (INCR). Routing decisions for these customer orders are not influenced by any agreement with INCR. WFS and INCR do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.TWO SIGMA SECURITIES, LLCSOHO6.926.880.000.008.230.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Two Sigma Securities LLC (SOHO). Routing decisions for these customer orders are not influenced by any agreement with Two Sigma Securities LLC. WFS and SOHO do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.G1 Execution Services, LLCETMM4.134.080.000.005.430.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to G1 Execution Services LLC (ETMM). Routing decisions for these customer orders are not influenced by any agreement with ETMM. WFS and ETMM do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS SECURITIES LLCUBSS3.183.140.000.004.200.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to UBS Securities LLC (UBSS). Routing decisions for these customer orders are not influenced by any agreement with UBS Securities LLC. WFS and UBSS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.LUMINEX TRADING & ANALYTICS LLCEBXL1.141.180.000.000.00-244.2000-2.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) utilizes a service within LUMINEX TRADING & ANALYTICS LLC (EBXL)for purposes of crossing WFS customer and principal order flow. While WFS does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to EBXL, WFS stands to be compensated for the order on the other side of the transaction. Routing decisions for these customer orders are not influenced by any agreement with EBXL. WFS and EBXL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.INVESTORS EXCHANGEIEXG1.101.140.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Investors Exchange (IEXG). Routing decisions for these customer orders are not influenced by any agreement with IEXG. WFS and IEXG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.100.0095.690.000.004.30Citadel Securities LLCCDRG32.6432.450.0036.0036.760.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Citadel Securities LLC (CDRG). Routing decisions for these customer orders are not influenced by any agreement with CDRG. WFS and CDRG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.VIRTU Americas LLCNITE24.6324.410.0024.0029.660.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to VIRTU Americas LLC (NITE). Routing decisions for these customer orders are not influenced by any agreement with VIRTU Americas LLC. WFS and NITE do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.JANE STREET CAPITAL, LLCJNST13.7313.720.0024.0013.830.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Jane Street Capital LLC (JNST). Routing decisions for these customer orders are not influenced by any agreement with Jane Street Capital LLC. WFS and JNST do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.INTELLIGENTCROSSINCR10.8411.330.000.000.00-3561.1700-2.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Intelligent Cross LLC (INCR). Routing decisions for these customer orders are not influenced by any agreement with INCR. WFS and INCR do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.TWO SIGMA SECURITIES, LLCSOHO7.107.040.0016.008.340.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Two Sigma Securities LLC (SOHO). Routing decisions for these customer orders are not influenced by any agreement with Two Sigma Securities LLC. WFS and SOHO do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.G1 Execution Services, LLCETMM4.864.780.000.006.720.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to G1 Execution Services LLC (ETMM). Routing decisions for these customer orders are not influenced by any agreement with ETMM. WFS and ETMM do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS SECURITIES LLCUBSS3.493.440.000.004.690.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to UBS Securities LLC (UBSS). Routing decisions for these customer orders are not influenced by any agreement with UBS Securities LLC. WFS and UBSS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.INVESTORS EXCHANGEIEXG2.092.180.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Investors Exchange (IEXG). Routing decisions for these customer orders are not influenced by any agreement with IEXG. WFS and IEXG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.LUMINEX TRADING & ANALYTICS LLCEBXL0.620.650.000.000.00-121.7100-2.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) utilizes a service within LUMINEX TRADING & ANALYTICS LLC (EBXL)for purposes of crossing WFS customer and principal order flow. While WFS does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to EBXL, WFS stands to be compensated for the order on the other side of the transaction. Routing decisions for these customer orders are not influenced by any agreement with EBXL. WFS and EBXL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.100.001.000.090.7298.19WOLVERINE EXECUTION SERVICES, LLCWEXM83.170.002.101.6784.700.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with Wolverine Execution Services that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities, LLC receives no payment for order flow for these orders and has no volume based thresholds and is charged a flat rate of .10 per contractDASH FINANCIAL TECHNOLOGIES LLCDFIN16.6799.0691.8997.4015.17-5247.5967-5.0030-5887.6805-5.0030-14333.4449-5.0030-373420.3178-5.0030Wells Fargo Securities LLC has a cost plus model and with Dash Technologies and pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable; The firm is charged $.05 for sweeping and algorithmic routing/$.02 for crossing executions/$.02 for CBOE ETH; Dash Financial Technologies LLCs most recent report pursuant to SEC Rule 606(a) is available at https://dashfinancial.com/rule-606/; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with Dash Technologies that provides an incentive to route to the market or meet minimum order flowXFA Financial AccessXFA0.050.054.510.650.040.00000.0000-982.3763-22.0610-541.1563-22.0610-3504.6105-22.0610Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.HAMILTON EXECUTIONS L.L.C.HAME0.020.470.000.030.01-862.7857-13.14850.00000.0000-30.5984-6.4690-8511.2292-13.3401Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.ICAP Corporates LLCICAP0.020.280.000.000.02-10159.0970-52.14670.00000.00000.00000.0000-157973.0514-52.5687Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.NASDAQ ISE, LLCISE0.020.020.600.180.01-74.2197-54.1750-4587.5390-54.1750-534.1655-54.1750-81091.3070-54.1750Wells Fargo Securities LLC receives rebates and pays fees for the routing of customer orders in exchange listed options to NASDAQ ISE, LLC in accordance with the volume-based tiered schedule published by the exchange; A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at the exchanges public website: https://listingcenter.nasdaq.com/rulebook/ise/rules/ise-options-7; The firm did not quality for any tiering levels; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with NASDAQ ISE, LLC that provides an incentive to route to the market or meet minimum order flow.TJM INVESTMENTS, LLCTJMS0.020.000.000.000.020.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.BGC FINANCIAL INC.BGC0.010.000.000.000.010.00000.00000.00000.00000.00000.0000-11078.0000-25.0000Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.LAKESHORELAKE0.010.020.900.070.01-1911.8550-19.1186-71.2739-13.6540-3.0039-13.6540-6269.3706-13.6540Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.TULLETT PREBON FINANCIAL SERVICES LLCPBON0.010.100.000.000.01-1453.4498-21.60300.00000.00000.00000.0000-42398.5854-36.7490Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.20232100.0096.340.000.003.66Citadel Securities LLCCDRG29.6429.400.000.0035.900.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Citadel Securities LLC (CDRG). Routing decisions for these customer orders are not influenced by any agreement with CDRG. WFS and CDRG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.VIRTU Americas LLCNITE21.9521.710.00100.0028.140.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to VIRTU Americas LLC (NITE). Routing decisions for these customer orders are not influenced by any agreement with VIRTU Americas LLC. WFS and NITE do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.INTELLIGENTCROSSINCR13.5514.060.000.000.00-1701.3900-2.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Intelligent Cross LLC (INCR). Routing decisions for these customer orders are not influenced by any agreement with INCR. WFS and INCR do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.G1 Execution Services, LLCETMM12.5212.440.000.0014.800.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to G1 Execution Services LLC (ETMM). Routing decisions for these customer orders are not influenced by any agreement with ETMM. WFS and ETMM do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.JANE STREET CAPITAL, LLCJNST12.2112.180.000.0012.960.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Jane Street Capital LLC (JNST). Routing decisions for these customer orders are not influenced by any agreement with Jane Street Capital LLC. WFS and JNST do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.TWO SIGMA SECURITIES, LLCSOHO4.804.750.000.006.110.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Two Sigma Securities LLC (SOHO). Routing decisions for these customer orders are not influenced by any agreement with Two Sigma Securities LLC. WFS and SOHO do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.INVESTORS EXCHANGEIEXG2.302.390.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Investors Exchange (IEXG). Routing decisions for these customer orders are not influenced by any agreement with IEXG. WFS and IEXG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS SECURITIES LLCUBSS1.661.650.000.002.090.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to UBS Securities LLC (UBSS). Routing decisions for these customer orders are not influenced by any agreement with UBS Securities LLC. WFS and UBSS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.LUMINEX TRADING & ANALYTICS LLCEBXL1.371.420.000.000.00-216.0100-2.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) utilizes a service within LUMINEX TRADING & ANALYTICS LLC (EBXL)for purposes of crossing WFS customer and principal order flow. While WFS does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to EBXL, WFS stands to be compensated for the order on the other side of the transaction. Routing decisions for these customer orders are not influenced by any agreement with EBXL. WFS and EBXL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.100.0095.350.000.004.65Citadel Securities LLCCDRG29.7329.460.0066.6735.230.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Citadel Securities LLC (CDRG). Routing decisions for these customer orders are not influenced by any agreement with CDRG. WFS and CDRG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.VIRTU Americas LLCNITE22.9522.630.000.0029.540.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to VIRTU Americas LLC (NITE). Routing decisions for these customer orders are not influenced by any agreement with VIRTU Americas LLC. WFS and NITE do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.G1 Execution Services, LLCETMM12.6812.560.0033.3315.250.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to G1 Execution Services LLC (ETMM). Routing decisions for these customer orders are not influenced by any agreement with ETMM. WFS and ETMM do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.INTELLIGENTCROSSINCR12.1812.770.000.000.00-3678.1100-2.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Intelligent Cross LLC (INCR). Routing decisions for these customer orders are not influenced by any agreement with INCR. WFS and INCR do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.JANE STREET CAPITAL, LLCJNST11.2611.260.000.0011.250.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Jane Street Capital LLC (JNST). Routing decisions for these customer orders are not influenced by any agreement with Jane Street Capital LLC. WFS and JNST do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.TWO SIGMA SECURITIES, LLCSOHO5.044.960.000.006.620.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Two Sigma Securities LLC (SOHO). Routing decisions for these customer orders are not influenced by any agreement with Two Sigma Securities LLC. WFS and SOHO do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.INVESTORS EXCHANGEIEXG3.673.850.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Investors Exchange (IEXG). Routing decisions for these customer orders are not influenced by any agreement with IEXG. WFS and IEXG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS SECURITIES LLCUBSS1.661.640.000.002.110.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to UBS Securities LLC (UBSS). Routing decisions for these customer orders are not influenced by any agreement with UBS Securities LLC. WFS and UBSS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.LUMINEX TRADING & ANALYTICS LLCEBXL0.830.870.000.000.00-167.1600-2.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) utilizes a service within LUMINEX TRADING & ANALYTICS LLC (EBXL)for purposes of crossing WFS customer and principal order flow. While WFS does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to EBXL, WFS stands to be compensated for the order on the other side of the transaction. Routing decisions for these customer orders are not influenced by any agreement with EBXL. WFS and EBXL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.100.000.710.060.6798.56WOLVERINE EXECUTION SERVICES, LLCWEXM87.150.0015.4219.6088.280.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with Wolverine Execution Services that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities, LLC receives no payment for order flow for these orders and has no volume based thresholds and is charged a flat rate of .10 per contractDASH FINANCIAL TECHNOLOGIES LLCDFIN12.7498.6482.1080.1111.62-4092.7937-5.0190-5707.3558-5.0190-13589.3440-5.0190-334761.6285-5.0190Wells Fargo Securities LLC has a cost plus model and with Dash Technologies and pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable; The firm is charged $.05 for sweeping and algorithmic routing/$.02 for crossing executions/$.02 for CBOE ETH; Dash Financial Technologies LLCs most recent report pursuant to SEC Rule 606(a) is available at https://dashfinancial.com/rule-606/; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with Dash Technologies that provides an incentive to route to the market or meet minimum order flowXFA Financial AccessXFA0.030.001.990.170.030.00000.0000-46.6397-39.8630-126.3657-39.8630-1977.6034-39.8630Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.HAMILTON EXECUTIONS L.L.C.HAME0.020.710.000.040.01-782.0836-12.76670.00000.0000-14.4259-6.4690-4086.0141-12.7165Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.TJM INVESTMENTS, LLCTJMS0.020.000.000.000.020.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.ICAP Corporates LLCICAP0.010.370.000.000.01-8149.3922-41.72400.00000.00000.00000.0000-29031.0098-58.2306Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.NASDAQ ISE, LLCISE0.010.040.000.080.01-50.9438-49.46000.00000.0000-1610.4176-49.4600-21884.0716-49.4600Wells Fargo Securities LLC receives rebates and pays fees for the routing of customer orders in exchange listed options to NASDAQ ISE, LLC in accordance with the volume-based tiered schedule published by the exchange; A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at the exchanges public website: https://listingcenter.nasdaq.com/rulebook/ise/rules/ise-options-7; The firm did not quality for any tiering levels; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with NASDAQ ISE, LLC that provides an incentive to route to the market or meet minimum order flow.T.F.S. DERIVATIVES HK LIMITEDTFSD0.010.200.000.000.01-8093.1000-24.41360.00000.00000.00000.0000-45415.6240-45.5704Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.TULLETT PREBON FINANCIAL SERVICES LLCPBON0.010.040.490.000.01-1939.8000-19.3980-387.9600-19.39800.00000.0000-48300.6320-19.3980Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.BGC FINANCIAL INC.BGC0.000.000.000.000.000.00000.00000.00000.00000.00000.0000-30981.2500-25.0000Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.HOLISTIC BROKERAGE, LLCLAKE0.000.000.000.000.000.00000.00000.00000.00000.00000.0000-14589.7400-17.0000Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.20233100.0096.140.000.003.86Citadel Securities LLCCDRG31.9031.630.0050.0038.760.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Citadel Securities LLC (CDRG). Routing decisions for these customer orders are not influenced by any agreement with CDRG. WFS and CDRG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.VIRTU Americas LLCNITE19.6419.410.0050.0025.400.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to VIRTU Americas LLC (NITE). Routing decisions for these customer orders are not influenced by any agreement with VIRTU Americas LLC. WFS and NITE do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.G1 Execution Services, LLCETMM15.1514.980.000.0019.280.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to G1 Execution Services LLC (ETMM). Routing decisions for these customer orders are not influenced by any agreement with ETMM. WFS and ETMM do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.INTELLIGENTCROSSINCR13.9714.530.000.000.00-2056.6200-2.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Intelligent Cross LLC (INCR). Routing decisions for these customer orders are not influenced by any agreement with INCR. WFS and INCR do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.JANE STREET CAPITAL, LLCJNST7.367.290.000.009.110.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Jane Street Capital LLC (JNST). Routing decisions for these customer orders are not influenced by any agreement with Jane Street Capital LLC. WFS and JNST do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.TWO SIGMA SECURITIES, LLCSOHO3.603.570.000.004.490.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Two Sigma Securities LLC (SOHO). Routing decisions for these customer orders are not influenced by any agreement with Two Sigma Securities LLC. WFS and SOHO do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS SECURITIES LLCUBSS3.573.590.000.002.960.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to UBS Securities LLC (UBSS). Routing decisions for these customer orders are not influenced by any agreement with UBS Securities LLC. WFS and UBSS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.INVESTORS EXCHANGEIEXG3.303.430.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Investors Exchange (IEXG). Routing decisions for these customer orders are not influenced by any agreement with IEXG. WFS and IEXG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.LUMINEX TRADING & ANALYTICS LLCEBXL1.511.570.000.000.00-227.6200-2.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) utilizes a service within LUMINEX TRADING & ANALYTICS LLC (EBXL)for purposes of crossing WFS customer and principal order flow. While WFS does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to EBXL, WFS stands to be compensated for the order on the other side of the transaction. Routing decisions for these customer orders are not influenced by any agreement with EBXL. WFS and EBXL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.100.0094.780.000.005.22Citadel Securities LLCCDRG32.4132.050.0042.8738.560.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Citadel Securities LLC (CDRG). Routing decisions for these customer orders are not influenced by any agreement with CDRG. WFS and CDRG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.VIRTU Americas LLCNITE20.2319.890.0014.2826.450.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to VIRTU Americas LLC (NITE). Routing decisions for these customer orders are not influenced by any agreement with VIRTU Americas LLC. WFS and NITE do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.G1 Execution Services, LLCETMM15.2815.090.0028.5718.760.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to G1 Execution Services LLC (ETMM). Routing decisions for these customer orders are not influenced by any agreement with ETMM. WFS and ETMM do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.INTELLIGENTCROSSINCR12.0512.720.000.000.00-3388.6800-2.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Intelligent Cross LLC (INCR). Routing decisions for these customer orders are not influenced by any agreement with INCR. WFS and INCR do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.JANE STREET CAPITAL, LLCJNST7.567.490.000.008.960.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Jane Street Capital LLC (JNST). Routing decisions for these customer orders are not influenced by any agreement with Jane Street Capital LLC. WFS and JNST do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.INVESTORS EXCHANGEIEXG4.344.580.000.000.000.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to Investors Exchange (IEXG). Routing decisions for these customer orders are not influenced by any agreement with IEXG. WFS and IEXG do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.TWO SIGMA SECURITIES, LLCSOHO3.813.760.0014.284.770.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to Two Sigma Securities LLC (SOHO). Routing decisions for these customer orders are not influenced by any agreement with Two Sigma Securities LLC. WFS and SOHO do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.UBS SECURITIES LLCUBSS3.493.540.000.002.500.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) does not receive rebates, credits, or payment for order flow and does not pay transaction charges for reported Held equity orders routed to UBS Securities LLC (UBSS). Routing decisions for these customer orders are not influenced by any agreement with UBS Securities LLC. WFS and UBSS do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.LUMINEX TRADING & ANALYTICS LLCEBXL0.830.880.000.000.00-133.1000-2.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC (WFS) utilizes a service within LUMINEX TRADING & ANALYTICS LLC (EBXL)for purposes of crossing WFS customer and principal order flow. While WFS does not receive rebates, credits, or payment for order flow for reported Held equity orders routed to EBXL, WFS stands to be compensated for the order on the other side of the transaction. Routing decisions for these customer orders are not influenced by any agreement with EBXL. WFS and EBXL do not have any arrangements that: (a) provide incentives for meeting or exceeding certain volume thresholds; (b) provide disincentives for failing to meet certain minimum volume thresholds; 9c) provide for volume-based tiered payment schedules; or (d) require a minimum amount of orders.84.481.220.100.7097.97WOLVERINE EXECUTION SERVICES, LLCWEXM83.000.0015.3823.2484.550.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with Wolverine Execution Services that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities, LLC receives no payment for order flow for these orders and has no volume based thresholds and is charged a flat rate of .10 per contractDASH FINANCIAL TECHNOLOGIES LLCDFIN16.7999.3482.9776.2015.26-5524.1530-4.1520-4159.2245-4.1520-20048.1396-4.1520-365655.7618-4.1520Wells Fargo Securities LLC has a cost plus model and with Dash Technologies and pays commissions plus exchange, regulatory, market data, and clearing fees and receive exchange rebates where applicable; The firm is charged $.05 for sweeping and algorithmic routing/$.02 for crossing executions/$.02 for CBOE ETH; Dash Financial Technologies LLCs most recent report pursuant to SEC Rule 606(a) is available at https://dashfinancial.com/rule-606/; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with Dash Technologies that provides an incentive to route to the market or meet minimum order flowXFA Financial AccessXFA0.070.080.660.190.06-95.6610-21.25800.00000.00000.00000.0000-410.7046-21.2580Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.TJM INVESTMENTS, LLCTJMS0.050.000.660.140.050.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.ICAP Corporates LLCICAP0.030.270.000.040.02-5124.0657-22.40130.00000.0000-384.5120-12.0160-54343.1813-53.3707Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.NASDAQ ISE, LLCISE0.020.160.330.190.02-3514.0224-52.2920-129.6842-52.2920-1946.3082-52.2920-44851.8942-52.2920Wells Fargo Securities LLC receives rebates and pays fees for the routing of customer orders in exchange listed options to NASDAQ ISE, LLC in accordance with the volume-based tiered schedule published by the exchange; A description of the fees and rebates offered by this venue, including the pricing tiers offered and the pricing for each tier, is available at the exchanges public website: https://listingcenter.nasdaq.com/rulebook/ise/rules/ise-options-7; The firm did not quality for any tiering levels; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with NASDAQ ISE, LLC that provides an incentive to route to the market or meet minimum order flow.LAKESHORELAKE0.010.000.000.000.010.00000.00000.00000.00000.00000.00000.00000.0000Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.SRT SECURITIES LLCIAEC0.010.020.000.000.01-450.0000-30.00000.00000.00000.00000.0000-11240.4000-30.0000Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.T.F.S. DERIVATIVES HK LIMITEDTFSD0.010.080.000.000.01-56.4360-26.81200.00000.00000.00000.0000-34229.5053-29934.1974Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.TULLETT PREBON FINANCIAL SERVICES LLCPBON0.010.050.000.000.01-2655.3600-22.12800.00000.00000.00000.0000-53820.1642-22.1280Wells Fargo Securities LLC generally routes individual or paired option orders to brokers for upstairs execution or to be crossed on options exchanges and pays a fee for this service based on transaction type; Routing decisions for customer orders in exchange listed options are not influenced by any agreement with the broker that provides an incentive to route to the market or meet minimum order flow; Wells Fargo Securities LLC receives no payment for order flow for these orders and has no volume based thresholds.